History
Southey Capital Ltd was established in 2015 by Robert Southey. The core team members have on average fifteen years or more of experience in financial services, working at some of the largest names in the industry. Every year since 2015 has seen a strong growth in the number of Institutional clients serviced and the absolute volume of trading.
Culture
We are a hard working, dedicated and professional firm, who are always looking to assist clients with their needs and provide insight and deliver results to complex requirements.We provide a wide range of services focused on secondary market trading and corporate finance advisory.
Specialism
The firm is one of the most focused on secondary trading in the illiquids space. Our expertise encompasses a wide variety of claims, bonds and unlisted equities. This translates usually into better pricing and almost always in execution on better legal terms. In 2021, we began our Corporate Finance practice, with the addition of the former Argo St George team, an experienced and highly regarded London based boutique.
Regulatory information
Southey Capital Ltd is authorised and regulated by the United Kingdom’s Financial Conduct Authority, the scope of our permissions can be found here ( Southey Capital FCA). The firm is also a FATCA reporting FFI ( IRS Southey Capital/ PDF ). Southey Capital trades with professional and eligible counterparties and complies with all AML and KYC requirements. Further regulatory disclosures are available on request.
Additional KYC information
UK Tax Identifier Number (TIN): 7847004129
Company Number : 09411731 LINK
LEI Number: 391200I7WXKQ8VP5OZ49 LINK
GIIN number P381G.99999.SL.826 LINK
